James Dabbs is a registered investment advisor at Envision Retirement LLC, based in Mesa, AZ, with 40 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 166 clients with $96M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees are negotiable and calculated based on the average daily balance of assets under management.
Fee Estimator
Location
Mesa, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a licensed real estate agent/referral agent with Homesmart since 2006, dedicating minimal time. He is also the owner of Desert Horizons Financial since 2016, spending nearly full-time hours there, and an independent insurance agent for various companies since 1986, dedicating a few hours per week.
Employment History
Current Registrations
Envision Retirement LLC
Previous Registrations
Cambridge Investment Research, INC.Broker
LPL Financial LLCBroker
W.B. Mckee Securities, INC.Broker
Westamerica Investment GroupBroker
Rl Kotrozo, INC.Broker
Cigna Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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