JB
JB
John Black
40 Years of Experience
Miami, FL
2 DisclosuresBroker
John Black is a registered investment advisor at Cetera Investment Advisers LLC, based in Miami, FL, with 40 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Miami, FL
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Regulatory History (2)
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Customer Dispute
October 2002Denied
Customer Dispute
March 2000Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
February 2003 - May 2021 · 18 yrs 3 mos
Summit Brokerage Services, INC.Broker
February 2003 - September 2019 · 16 yrs 7 mos
Wachovia Securities Financial Network, INC.
January 2001 - February 2003 · 2 yrs 1 mo
Wachovia Securities Financial Network, INC.Broker
January 2001 - February 2003 · 2 yrs 1 mo
Jwgenesis Securities, INC.Broker
November 1994 - January 2001 · 6 yrs 2 mos
Corporate Securities Group, INC.Broker
September 1987 - December 1994 · 7 yrs 3 mos
Blinder, Robinson & CO., INC.Broker
January 1986 - September 1987 · 1 yr 8 mos
State Registrations25 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.