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Alex Palomino

3 Years of Experience
Miami, FL
1 DisclosureBroker

Alex Palomino is a registered investment advisor at Cetera Investment Advisers LLC, based in Miami, FL, with 3 years of industry experience. Alex operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2800 Ponce De Leon Blvd, Miami, FL, 33134

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History

Regulatory History (1)
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Criminal
June 2015
Final Disposition
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2024 - Present · 1 yr 8 mos
Cetera Investment Services LLCBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
TD Private Client Wealth LLC
October 2022 - September 2024 · 1 yr 11 mos
TD Private Client Wealth LLCBroker
September 2022 - September 2024 · 2 yrs
Equitable Advisors, LLCBroker
November 2021 - January 2022 · 2 mos
State Registrations7 states
ALCAFLGALANETN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Alex Palomino - Financial Advisor | TrueAdvisor