AP
AP
Alex Palomino
4 Years of Experience
Miami, FL
1 DisclosureBroker
Alex Palomino is a registered investment advisor at Cetera Investment Advisers LLC, based in Miami, FL, with 4 years of industry experience. Alex is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
2800 Ponce De Leon Blvd, Miami, FL, 33134
Get directionsHistory
Regulatory History (1)
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Criminal
June 2015Final Disposition
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2024 - Present · 2 yrs 1 mo
Cetera Investment Services LLCBroker
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
TD Private Client Wealth LLC
October 2022 - September 2024 · 1 yr 11 mos
TD Private Client Wealth LLCBroker
September 2022 - September 2024 · 2 yrs
Equitable Advisors, LLCBroker
November 2021 - January 2022 · 2 mos
State Registrations7 states
ALCAFLGALANETN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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