Denise Stephens
Denise Stephens is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Miami, FL, with 32 years of industry experience. Denise operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Miami, FL
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2010Other Business ActivitiesSells Insurance
Denise operates under Princeton Financial Services, Inc. as a DBA for insurance and investments, and works as an independent insurance agent selling fixed insurance products, both full-time. She also works as a P&C agent for All Dade Insurance Group, dedicating a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.Broker
Voya Financial Advisors, INC.
Locust Street Securities, INC.
Locust Street Securities, INC.Broker
Ffp Advisory Services INC
Ffp Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.