SM
SM
Stephen Marchel
37 Years of Experience
Northfield, NJ
1 DisclosureBroker
Stephen Marchel is a registered investment advisor at Morgan Stanley, based in Northfield, NJ, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
376 Tilton Road, Northfield, NJ, 08225
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2008Denied
Other Business Activities
Stephen is a part-owner of Galmar LLC, Quincy Ventures LLC, and Washington Ave LLC, all investment-related. He is also involved with Water Dog Smoke House LLC, Margate Clam Shack LLC, and Betty BBQ LLC, all restaurants/bars/nightclubs, spending minimal time on each.
Employment History
Current Registrations
Morgan StanleyBroker
October 2020 - Present · 5 yrs 9 mos
Morgan Stanley
October 2020 - Present · 5 yrs 9 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
November 2015 - October 2020 · 4 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2015 - October 2020 · 4 yrs 11 mos
Janney Montgomery Scott LLC
October 2008 - November 2015 · 7 yrs 1 mo
Janney Montgomery Scott LLCBroker
October 2008 - November 2015 · 7 yrs 1 mo
Raymond James Financial Services
May 2006 - October 2008 · 2 yrs 5 mos
Raymond James Financial Services, INC.Broker
May 2006 - October 2008 · 2 yrs 5 mos
Raymond James & Associates, INC.Broker
May 2006 - October 2007 · 1 yr 5 mos
Wachovia Securities, LLC
May 2002 - May 2006 · 4 yrs
Wachovia Securities, LLCBroker
October 1999 - May 2006 · 6 yrs 7 mos
First Union Capital Markets CORP.Broker
July 1998 - October 1999 · 1 yr 3 mos
Lehman Brothers INC.Broker
December 1996 - July 1998 · 1 yr 7 mos
Dkb Securities (USA) CorporationBroker
April 1992 - November 1996 · 4 yrs 7 mos
Carroll Mcentee & Mcginley IncorporatedBroker
January 1990 - June 1990 · 5 mos
Cm&m Futures INC.Broker
January 1990 - June 1990 · 5 mos
Merrill Lynch Government Securities INC. ("mlgsi")Broker
July 1987 - March 1991 · 3 yrs 8 mos
State Registrations27 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.