Mauricio Diez is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
Get directionsHistory
Regulatory History (3)
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Customer Dispute
December 2011Denied
Customer Dispute
November 2011Denied
Customer Dispute
April 2002Denied
Employment History
Current Registrations
Morgan Stanley
October 2011 - Present · 14 yrs 7 mos
Morgan StanleyBroker
October 2011 - Present · 14 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 1986 - October 2011 · 25 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1986 - October 2011 · 25 yrs 1 mo
J.V. Ace & Company, INC.Broker
April 1986 - February 1987 · 10 mos
State Registrations24 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.