Lori Monaco is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2009Closed-No Action
Other Business Activities
Lori is a real estate agent with Fortune International and an officer at Design Exchange Group Inc. She also owns Lo Nanny, LLC and rental property in Quebec, Canada.
Employment History
Current Registrations
Morgan Stanley
January 2015 - Present · 11 yrs 6 mos
Morgan StanleyBroker
January 2015 - Present · 11 yrs 6 mos
Previous Registrations
RBC Capital Markets, LLC
November 2004 - February 2015 · 10 yrs 3 mos
RBC Capital Markets, LLCBroker
May 2004 - February 2015 · 10 yrs 9 mos
Coutts Securities INC.Broker
June 2001 - August 2003 · 2 yrs 2 mos
Philips, Appel & Walden, INC.Broker
May 1986 - June 1987 · 1 yr 1 mo
State Registrations20 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.