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George Lee

Benjamin F. Edwards & Company, Incorporated
40 Years of Experience
Colorado Springs, CO
9 DisclosuresBroker
View SEC Summary
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George Lee is a registered investment advisor at Benjamin F. Edwards & Company, Incorporated, based in Colorado Springs, CO, with 40 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 33,057 clients with $19B in assets under management.

Benjamin F. Edwards & Company, Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
518 advisors
Number of Clients
33,057 clients
Average Client Portfolio
$572K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum total wrap fee is 2.50% annually, combining advisor and manager fees. Specific strategy rates vary, and fees are fully negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

90 South Cascade Avenue, Suite 1140, Colorado Springs, CO, 80903

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History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2011
Denied
Customer Dispute
September 2010
Settled
Customer Dispute
March 2010
Settled
Customer Dispute
October 2009
Settled
Customer Dispute
October 2009
Settled
Customer Dispute
April 2008
Settled
Regulatory
December 1995
Final
Customer Dispute
May 1995
Settled
Customer Dispute
February 1991
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

George provides pickleball instruction and sells pickleball paddles in Colorado Springs, dedicating a few hours per week to this non-investment related activity. This activity does not occur during trading hours.

Employment History
Current Registrations
Benjamin F. Edwards & Company, Incorporated
June 2024 - Present · 2 yrs 4 mos
Benjamin F. Edwards & Company, INC.Broker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
July 2018 - July 2024 · 6 yrs
Ameriprise Financial Services, LLC
July 2018 - July 2024 · 6 yrs
Wells Fargo Clearing Services, LLC
March 2008 - July 2018 · 10 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
March 2008 - July 2018 · 10 yrs 4 mos
UBS Financial Services INC.
January 1999 - March 2008 · 9 yrs 2 mos
UBS Financial Services INC.Broker
January 1999 - March 2008 · 9 yrs 2 mos
Everen Securities, INC.Broker
May 1998 - January 1999 · 8 mos
Principal Financial Securities,inc.Broker
July 1997 - May 1998 · 10 mos
Painewebber IncorporatedBroker
January 1986 - July 1997 · 11 yrs 6 mos
State Registrations18 states
AZCACOFLGAINKSKYMTOHORPATXUTVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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