Edwin Bertolett

39 Years of Experience

Fort Lauderdale, FL

3 DisclosuresBroker

Edwin Bertolett is a registered investment advisor at Morgan Stanley, based in Fort Lauderdale, FL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Morgan Stanley

Compensation

Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly

Firm Size

23050 advisors

IM Fee

Planning only

Assets Under Management

$1650.0B

Fee Structure

Investment management only (planning not offered)

Annual Retainer:Up to $500,000/year

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Location

350 East Las Olas Boulevard, Suite 1500, Fort Lauderdale, FL, 33301

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

July 2022

Denied

Customer Dispute

May 2001

Denied

Customer Dispute

July 2000

Denied

View Full SEC Report How to Read Disclosures

Other Business Activities

Edwin owns multiple rental properties in Florida, dating back to 1998. He also acts as a Power of Attorney (POA) in Sarasota, Florida, which is investment-related.

Employment History

Current Registrations

Morgan Stanley

June 2009 - Present · 17 yrs 3 mos

Morgan StanleyBroker

June 2009 - Present · 17 yrs 3 mos

Previous Registrations

Citigroup Global Markets INC.

July 1993 - June 2009 · 15 yrs 11 mos

Citigroup Global Markets INC.Broker

July 1993 - June 2009 · 15 yrs 11 mos

Lehman Brothers INC.Broker

March 1988 - July 1993 · 5 yrs 4 mos

Prudential-Bache Securities INC.Broker

May 1986 - March 1988 · 1 yr 10 mos

State Registrations44 states

ALARAZCACOCTDCDEFLGAIAILINKSLAMAMDMEMIMNMONCNENHNJNMNVNYOHOKORPAPRSCTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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