Karl Pettijohn
Karl Pettijohn is a registered investment advisor at Wells Fargo Advisors, based in Los Angeles, CA, with 40 years of industry experience. Karl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1999 Avenue of the Stars, Ste 2200, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2017Employment Separation After Allegations
April 2016Other Business Activities
Karl is the trustee for his grandmother's trust and owns residential rental property. He also holds a passive investment in Atlantis Ventures, LLC; each of these activities requires minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Wedbush Securities INC.Broker
Wedbush Securities INC.
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Cibc World Markets CORP.
Cibc World Markets CORP.Broker
Smith Barney INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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