Gary Warren
Gary Warren is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Winston Salem, NC, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
380 Knollwood St, Winston Salem, NC, 27103
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2002Other Business Activities
Gary is a general partner of Triad Laundry Center since 1988, dedicating minimal time. He is also a committee member for ECU Endowment and owner of a special occasion band, spending about 10-20% of his time on the band.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
J.C. Bradford & CO.Broker
J.C. Bradford & CO.Broker
Prudential Securities IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.