Gary Fox
Gary Fox is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Westfield, NJ, with 40 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
414 Central Ave, Westfield, NJ, 07090
Get directionsHistory
Regulatory History (3)
Regulatory
June 1998Customer Dispute
March 1997Employment Separation After Allegations
June 1995Other Business Activities
Gary is an advisory representative of an RIA since 2020, spending about half his time in this role and about half his time trading. He also serves on the board of a charitable organization, is a committee chairman at Polo Club, and is on the board of directors for Villa de Capri, dedicating minimal time to these activities.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Fcg Wealth Management, LLC
Fcg Wealth Management, LLC
Fcg Advisors, LLCBroker
Financial Consultant Group IncorporatedBroker
Painewebber IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.