Stacy Graham
Stacy Graham is a registered investment advisor at LPL Financial LLC, based in Grass Valley, CA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
307 S Auburn St, Grass Valley, CA, 95945
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Regulatory History (1)
Criminal
April 1991Other Business Activities
Stacy is involved in real estate rental through Cooper's Ale Works since 2007, dedicating a few hours per week. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
American Investors CompanyBroker
American Investors CO
Sierra Financial Advisory
Wall Street Financial Group, INC.Broker
Protected Investors of AmericaBroker
Integrated Resources Equity CorporationBroker
Christopher Weil & Company, INCBroker
Judy & Robinson Securities, INCBroker
Roney & CO.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.