MB
MB

Mark Boshoven

39 Years of Experience
Greenwood Village, CO
1 DisclosureBroker

Mark Boshoven is a registered investment advisor at RBC Capital Markets, LLC, based in Greenwood Village, CO, with 39 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
Loading...

Location

5251 Dtc Parkway, Suite 1200, Greenwood Village, CO, 80111-2737

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2004
Denied
Other Business Activities

Mark is the sole proprietor of BoshBoys LLC, established in 2021 to administer a family-owned rental property. He spends minimal time on this activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
April 2001 - Present · 25 yrs 3 mos
RBC Capital Markets, LLC
March 2001 - Present · 25 yrs 4 mos
RBC Capital Markets, LLCBroker
March 2001 - Present · 25 yrs 4 mos
Previous Registrations
U.S. Bancorp Piper Jaffray INC.Broker
October 1992 - March 2001 · 8 yrs 5 mos
Everen Securities, INC.Broker
September 1990 - November 1992 · 2 yrs 2 mos
Boettcher & Company, INC.Broker
April 1986 - September 1990 · 4 yrs 5 mos
State Registrations38 states
ALARAZCACOCTDCFLGAHIIAIDKSMAMEMIMNMOMTNCNDNENHNJNMNVNYOHOKORPASCTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Boshoven - Financial Advisor | TrueAdvisor