Joseph Gertie
Joseph Gertie is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Palmdale, CA, with 40 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Palmdale, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is an insurance agent selling life, health, disability, annuities, and long-term care insurance, dedicating a few hours per week. He also works as a networking counselor for Epic Estate Plans, is the owner/managing member of G Capital Trading LLC for personal trading, and refers homeowners to solar contractors, each taking minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Girard Securities, INC.
Girard Securities, INC.Broker
Waddell & Reed
Waddell & Reed, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.