RW
CFP
RW
CFP
Ralph Williams
49 Years of Experience
Palmdale, CA
3 Disclosures
Ralph Williams is a CFP-designated registered investment advisor at Sage Wealth Solutions, LLC, based in Palmdale, CA, with 49 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:None
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $2.5M | 0.80% |
| $2.5M+ | 0.75% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
40462 Snake Lane, Palmdale, CA, 93551
Get directionsHistory
Regulatory History (3)
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Customer Dispute
October 2013Denied
Employment Separation After Allegations
June 2001Customer Dispute
April 2001Settled
Employment History
Current Registrations
Sage Wealth Solutions, LLC
January 2026 - Present · 4 mos
Previous Registrations
Centaurus Financial, INC.
November 2018 - December 2024 · 6 yrs 1 mo
Centaurus Financial, INC.Broker
December 2007 - December 2024 · 17 yrs
Centaurus Financial, INC.
December 2007 - December 2012 · 5 yrs
Ic Advisory Services, INC.
June 2006 - December 2007 · 1 yr 6 mos
The Investment Center, INC.
June 2005 - June 2006 · 1 yr
The Investment Center, INC.Broker
August 2002 - December 2007 · 5 yrs 4 mos
California Financial Network, INC.Broker
July 2001 - January 2003 · 1 yr 6 mos
Linsco/private Ledger CORP.Broker
August 1988 - June 2001 · 12 yrs 10 mos
Petra Financial Group, INC.Broker
June 1988 - September 1988 · 3 mos
Associated Planners Securities CorporationBroker
May 1988 - August 1988 · 3 mos
Private Ledger Financial Services, IncorporatedBroker
November 1982 - May 1988 · 5 yrs 6 mos
Pml Securities CompanyBroker
March 1975 - March 1983 · 8 yrs
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.