GP
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Gary Pearson
38 Years of Experience
Palmdale, CA
1 DisclosureBroker
Gary Pearson is a registered investment advisor at Cetera Investment Advisers LLC, based in Palmdale, CA, with 38 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
41228 12th St West, Ste A, Palmdale, CA, 93551
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2010Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Cetera Advisors LLC
July 2020 - March 2024 · 3 yrs 8 mos
Wells Fargo Clearing Services, LLC
December 2015 - August 2020 · 4 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
November 2015 - August 2020 · 4 yrs 9 mos
U.S. Bancorp Investments, INC.
November 2011 - December 2015 · 4 yrs 1 mo
U.S. Bancorp Investments, INC.Broker
November 2011 - December 2015 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - November 2011 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - November 2011 · 2 yrs 1 mo
Banc of America Investment Services, INC.Broker
July 1999 - October 2009 · 10 yrs 3 mos
Banc of America Investment Services, INC.
May 1998 - October 2009 · 11 yrs 5 mos
Ba Investment Services, INC.Broker
May 1992 - July 1999 · 7 yrs 2 mos
Gna Securities, INC.Broker
September 1988 - June 1992 · 3 yrs 9 mos
Great Western Financial Securities CorporationBroker
October 1987 - October 1988 · 1 yr
State Registrations9 states
AZCACOIDNVORTNTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.