Wade Cardon
Wade Cardon is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10505 N 69th St Ste 500, Scottsdale, AZ, 85253
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2017Customer Dispute
April 2002Employment Separation After Allegations
June 1991Other Business Activities
Wade operates under the DBA 7C's Wealth Management for his LPL business since 2019. He also has an LLC, 7C's Resource Management, created for tax purposes, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.