TrueAdvisor
TrueAdvisor
KB
KB

Kory Budinger

LPL Financial LLC
31 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
View SEC Summary
View SEC Summary

Kory Budinger is a registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 31 years of industry experience. Kory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8687 E Via De Ventura Ste 200, Scottsdale, AZ, 85258

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Kory is a co-trustee for The Budginer Family Trust, spending minimal time on it, and co-owns a building through FUN GUYZ II, LLC, dedicating minimal time. He also operates under the DBAs Progressive Financial Concepts and WCG Wealth Advisors, LLC for his LPL business, spending nearly full-time on Progressive Financial Concepts.

Employment History
Current Registrations
LPL Financial LLC
March 2021 - Present · 5 yrs 7 mos
LPL Financial LLCBroker
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Sagepoint Financial, INC.
March 2014 - December 2020 · 6 yrs 9 mos
Sagepoint Financial, INC.Broker
February 2014 - February 2021 · 7 yrs
New England Securities Corporation
February 2014 - March 2014 · 1 mo
New England SecuritiesBroker
July 1998 - March 2014 · 15 yrs 8 mos
Sunamerica Securities, INC.Broker
January 1996 - July 1998 · 2 yrs 6 mos
Sentra Securities CorporationBroker
October 1995 - December 1995 · 2 mos
W. S. Griffith & CO., INC.Broker
November 1994 - October 1995 · 11 mos
State Registrations28 states
AZCACOFLIAILINKSKYMAMIMNMOMTNCNDNENHNJNYOHORTNTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Scottsdale, AZ →All financial advisors in Arizona →