Keith Davis
Keith Davis is a CFP-designated registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6424 E Greenway Pkwy, Ste 100, Ofc 117, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2009Customer Dispute
December 2008Other Business Activities
Keith operates Calypso Wealth Management as a DBA for his LPL business. This activity is investment-related and conducted at the reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Great Circle FinancialBroker
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.Broker
CUNA Brokerage Services, INC.Broker
A. G. Edwards & Sons, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.