Francis Dwyer is a registered investment advisor, based in Marlboro, NY, with 34 years of industry experience.
Location
Marlboro, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Wealth Services, LLC
December 2025 - Present · 5 mos
Cetera Investment Advisers LLC
December 2025 - Present · 5 mos
Cetera Wealth Services, LLCBroker
December 2025 - Present · 5 mos
Previous Registrations
Osaic Institutions, INC.
August 2021 - December 2024 · 3 yrs 4 mos
Osaic Institutions, INC.Broker
November 2016 - December 2024 · 8 yrs 1 mo
New Horizons Asset Management Group, LLCBroker
September 2015 - October 2016 · 1 yr 1 mo
Cetera Investment Services LLCBroker
May 2012 - September 2015 · 3 yrs 4 mos
Key Investment Services LLCBroker
May 2006 - May 2012 · 6 yrs
Moors & Cabot, INC.Broker
June 2004 - May 2006 · 1 yr 11 mos
Mcdonald Investments INC.Broker
May 1999 - June 2004 · 5 yrs 1 mo
Key Investments INC.Broker
December 1997 - May 1999 · 1 yr 5 mos
Andover Brokerage, L.L.C.Broker
November 1996 - December 1997 · 1 yr 1 mo
Key Investments INC.Broker
December 1993 - April 1995 · 1 yr 4 mos
Prudential Securities IncorporatedBroker
June 1992 - December 1993 · 1 yr 6 mos
Lit America, INC.Broker
April 1990 - October 1990 · 6 mos
Investacorp, INC.Broker
May 1986 - January 1989 · 2 yrs 8 mos
State Registrations3 states
FLNYVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.