JP
JP

John Pettey

25 Years of Experience
Memphis, TN
3 DisclosuresBroker

John Pettey is a registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

1100 Ridgeway Loop Road, Memphis, TN, 38120

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2010
Settled
Customer Dispute
July 2010
Settled
Customer Dispute
June 2009
Settled
Other Business Activities

John is a partner in Manduu Memphis LLC, a fitness studio, though the franchisor manages the business. He also serves as a board member and chairman of the finance/investment committee for the United Way of the Mid-South.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
January 2004 - February 2013 · 9 yrs 1 mo
Morgan Keegan & Company, INC.Broker
May 2000 - February 2013 · 12 yrs 9 mos
State Registrations18 states
ALCADCDEFLGAKYMSNCNYOKORPASCTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Pettey - Financial Advisor | TrueAdvisor