Jeffrey Sarkin
Jeffrey Sarkin is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boca Raton, FL, with 39 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2700 N Military Trl Ste 390, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2001Other Business Activities
Jeffrey owns real estate and a separate business, neither of which are investment-related. He also serves as a FINRA arbitrator, dedicating a few hours per week to this investment-related activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
UBS Financial Services INC.Broker
Oppenheimer & CO. INC.Broker
Janney Montgomery Scott LLCBroker
Painewebber IncorporatedBroker
Lehman Brothers INC.Broker
Prudential-Bache Securities INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.