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Robert Kassel

Centaurus Financial, INC.
40 Years of Experience
Las Vegas, NV
5 DisclosuresBroker
View SEC Summary
View SEC Summary

Robert Kassel is a registered investment advisor at Centaurus Financial, INC., based in Las Vegas, NV, with 40 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
441 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Las Vegas, NV

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2004
Settled
Customer Dispute
March 2000
Settled
Customer Dispute
October 1999
Settled
Customer Dispute
March 1997
Settled
Customer Dispute
June 1996
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is the President of Portfolio Planners LLC since 2007, a holding company for bookkeeping and payroll purposes. This activity is not investment-related and takes up a full-time commitment.

Employment History
Current Registrations
Centaurus Financial, INC.
June 2007 - Present · 19 yrs 4 mos
Centaurus Financial, INC.Broker
June 2007 - Present · 19 yrs 4 mos
Previous Registrations
Brookstreet Capital Management
March 2000 - June 2007 · 7 yrs 3 mos
Brookstreet Securities CorporationBroker
August 1998 - June 2007 · 8 yrs 10 mos
Securities Service Network, INC.Broker
May 1995 - July 1998 · 3 yrs 2 mos
Lazar Frederick & CompanyBroker
July 1992 - May 1995 · 2 yrs 10 mos
Fortress Securities, INC.Broker
July 1990 - July 1992 · 2 yrs
Robert Thomas Securities, INCBroker
February 1990 - March 1990 · 1 mo
Municicorp of CaliforniaBroker
March 1989 - February 1990 · 11 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
November 1987 - March 1989 · 1 yr 4 mos
Municicorp of CaliforniaBroker
September 1986 - February 1990 · 3 yrs 5 mos
Heinold Securities, INC.Broker
March 1986 - September 1986 · 6 mos
State Registrations21 states
ARAZCADEFLGAIAIDKSMIMNNCNENVORPASCTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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