Richard Laspaluto
Richard Laspaluto is a registered investment advisor at Centaurus Financial, INC., based in Las Vegas, NV, with 31 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
3320 N. Buffalo Drive, Unit #205, Las Vegas, NV, 89129
Get directionsHistory
Regulatory History (5)
Customer Dispute
April 2024Financial
April 2021Financial
January 2018Judgment / Lien
December 2017Customer Dispute
March 2011Other Business ActivitiesSells Insurance
Richard is involved in several business activities, including marketing deferred sales trusts, branding for Laspaluto Financial Planners, and trust referral business. He also sells fixed annuities, life insurance, and long-term care, dedicating minimal time to these activities.
Employment History
Current Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Previous Registrations
Integrated Trading and Investments, INC.Broker
Sunamerica Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Linsco/private Ledger CORP.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.