James Wong
James Wong is a ChFC-designated registered investment advisor at Insight Advisors, LLC, based in Newtown, PA, with 37 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 899 clients with $790M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
10 N State St., Newtown, PA, 18940
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
February 2018Regulatory
January 2000Other Business ActivitiesSells Insurance
James holds a life and health insurance license, collecting residuals from past business. He also works as a tennis instructor on weekends, dedicating about 10% of his time to this activity, and sells life, long-term care, and disability insurance to PNC Investment customers through Crump Life Insurance.
Employment History
Current Registrations
Insight Advisors, LLC
Previous Registrations
PNC Investments
PNC InvestmentsBroker
Amerivest Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
Fortune Financial Services, INC.Broker
Mutual Modeling Associates, INC.
Innovative Market Trends
Tfs Securities, INC.Broker
Allstate Financial Services, LLCBroker
Locust Street Securities, INC.Broker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.