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JW
ChFC
JW
ChFC

James Wong

Insight Advisors, LLC
38 Years of Experience
Newtown, PA
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

James Wong is a ChFC-designated registered investment advisor at Insight Advisors, LLC, based in Newtown, PA, with 38 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 899 clients with $790M in assets under management.

Insight Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
899 clients
Average Client Portfolio
$874K average
Assets Under Management
$785.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are generally negotiable. Fees are billed monthly in advance and apply to cash and cash equivalents. Other programs include portfolio monitoring at a maximum annual fee of 0.25%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10 N State St., Newtown, PA, 18940

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2018
Regulatory
January 2000
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James holds a life and health insurance license, collecting residuals from past business. He also works as a tennis instructor on weekends, dedicating about 10% of his time to this activity, and sells life, long-term care, and disability insurance to PNC Investment customers through Crump Life Insurance.

Employment History
Current Registrations
Insight Advisors, LLC
May 2018 - Present · 8 yrs 5 mos
Previous Registrations
PNC Investments
February 2016 - March 2018 · 2 yrs 1 mo
PNC InvestmentsBroker
February 2016 - March 2018 · 2 yrs 1 mo
Amerivest Investment Management, LLC
July 2010 - August 2015 · 5 yrs 1 mo
TD Ameritrade, INC.
July 2010 - August 2015 · 5 yrs 1 mo
TD Ameritrade, INC.Broker
July 2010 - August 2015 · 5 yrs 1 mo
Fortune Financial Services, INC.Broker
November 2008 - April 2009 · 5 mos
Mutual Modeling Associates, INC.
April 2007 - October 2008 · 1 yr 6 mos
Innovative Market Trends
December 2005 - December 2006 · 1 yr
Tfs Securities, INC.Broker
September 2005 - December 2006 · 1 yr 3 mos
Allstate Financial Services, LLCBroker
August 2001 - September 2005 · 4 yrs 1 mo
Locust Street Securities, INC.Broker
July 2000 - August 2001 · 1 yr 1 mo
AXA Advisors, LLCBroker
July 1986 - July 2000 · 14 yrs
The Equitable Life Assurance Society of the United StatesBroker
July 1986 - January 2000 · 13 yrs 6 mos
State Registrations1 state
PA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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