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Lawrence Napp

39 Years of Experience
Aventura, FL
1 DisclosureBroker

Lawrence Napp is a registered investment advisor at Morgan Stanley, based in Aventura, FL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

20807 Biscayne Boulevard, 5th&6th Floor, Aventura, FL, 33180

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History

Regulatory History (1)
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Customer Dispute
March 2008
Denied
Employment History
Current Registrations
Morgan Stanley
March 2024 - Present · 2 yrs 2 mos
Morgan StanleyBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Wells Fargo Advisors
February 2016 - April 2024 · 8 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
February 2016 - April 2024 · 8 yrs 2 mos
Morgan Stanley
April 2011 - March 2016 · 4 yrs 11 mos
Morgan StanleyBroker
April 2011 - March 2016 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2008 - April 2011 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2008 - April 2011 · 2 yrs 10 mos
Wachovia Securities, LLCBroker
July 2003 - July 2008 · 5 yrs
Wachovia Securities, LLC
July 2003 - July 2008 · 5 yrs
Prudential Securities IncorporatedBroker
January 2001 - July 2003 · 2 yrs 6 mos
Prudential Securities Incorporated
January 2001 - July 2003 · 2 yrs 6 mos
Dean Witter Reynolds INC.Broker
November 1995 - March 2001 · 5 yrs 4 mos
Prudential Securities IncorporatedBroker
February 1988 - November 1995 · 7 yrs 9 mos
E. F. Hutton & Company INCBroker
July 1986 - February 1988 · 1 yr 7 mos
State Registrations12 states
CACOFLGAILMAMDMONCNJNYOH
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.