Nadav Baum
Nadav Baum is a registered investment advisor at Janney Montgomery Scott LLC, based in St. Petersburg, FL, with 39 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
333 3rd Avenue North, Suite 300B, St. Petersburg, FL, 33701
Get directionsHistory
Regulatory History (16)
Regulatory
March 2017Customer Dispute
January 2016Regulatory
August 2009Customer Dispute
March 2008Customer Dispute
January 2007Customer Dispute
September 2006Customer Dispute
April 2006Customer Dispute
April 2006Customer Dispute
March 2006Customer Dispute
February 2006Customer Dispute
January 2006Customer Dispute
February 2004Customer Dispute
January 2004Customer Dispute
August 2003Customer Dispute
November 2001Customer Dispute
July 2001Other Business Activities
Nadav is involved in several outside business activities. These include a developmental committee for a peace initiative, a golf committee at a country club, a business advisory council for Indiana University of Pennsylvania, and a family LLC focused on real estate properties.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Bpu Investment Management, INC.
Bpu Investment Management INC.Broker
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.