TrueAdvisor
TrueAdvisor
SB
CFP
SB
CFP

Scott Barlow

Fifth Third Securities, INC.
29 Years of Experience
St. Petersburg, FL
5 DisclosuresBroker
View SEC Summary
View SEC Summary

Scott Barlow is a CFP-designated registered investment advisor at Fifth Third Securities, INC., based in St. Petersburg, FL, with 29 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.

Fifth Third Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1002 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $750K1.25%
$750K - $1.0M1.10%
$1.0M - $2.0M1.00%
$2M+0.80%

Fees are negotiable. Maximum fee is 1.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4301 34th Street S, St. Petersburg, FL, 33711

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2017
Denied
Customer Dispute
February 2015
Denied
Customer Dispute
July 2011
Settled
Customer Dispute
February 2009
Denied
Customer Dispute
December 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Fifth Third Securities, INC.
December 2014 - Present · 11 yrs 10 mos
Fifth Third Securities, INC.Broker
December 2014 - Present · 11 yrs 10 mos
Previous Registrations
PNC Investments
December 2012 - December 2014 · 2 yrs
PNC InvestmentsBroker
December 2012 - December 2014 · 2 yrs
Morgan StanleyBroker
June 2009 - November 2012 · 3 yrs 5 mos
Morgan Stanley
June 2009 - November 2012 · 3 yrs 5 mos
Morgan Stanley & CO. Incorporated
April 2009 - June 2009 · 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2009 - June 2009 · 2 mos
Suntrust Investment Services, INC.
December 2003 - April 2009 · 5 yrs 4 mos
Suntrust Investment Services, INC.Broker
November 2003 - April 2009 · 5 yrs 5 mos
Amsouth Investment Management Company LLC
October 2003 - November 2003 · 1 mo
Amsouth Investment Services, INC.
January 2003 - September 2003 · 8 mos
Amsouth Investment Services, INC.Broker
July 2002 - November 2003 · 1 yr 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 1999 - July 2002 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - July 2002 · 2 yrs 8 mos
Prudential Securities IncorporatedBroker
September 1997 - November 1999 · 2 yrs 2 mos
State Registrations13 states
ALFLGAINKYMINCOHPASCTXWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in St. Petersburg, FL →All financial advisors in Florida →