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Paul Walker

Wells Fargo Advisors
38 Years of Experience
Greenwood Village, CO
5 DisclosuresBroker
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Paul Walker is a registered investment advisor at Wells Fargo Advisors, based in Greenwood Village, CO, with 38 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B

Fee Structure

Minimum Investment:$250K
  • Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.

The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.

One-Time Plan:Up to $25,000
View Full SEC Brochure

Location

5613 Dtc Parkway 9th Fl, [Mb-Rbo], Greenwood Village, CO, 80111

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2013
Denied
Customer Dispute
February 2006
Settled
Customer Dispute
September 2002
Award / Judgment
Customer Dispute
April 2002
Denied
Criminal
April 1977
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Paul owns rental property in Denver, Colorado since 2007. He dedicates minimal time to this activity.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
September 2012 - Present · 13 yrs 10 mos
Wells Fargo Advisors
September 2012 - Present · 13 yrs 10 mos
Previous Registrations
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
December 2006 - August 2012 · 5 yrs 8 mos
Bancwest Investment Services, INC.Broker
May 2006 - August 2012 · 6 yrs 3 mos
Primevest Financial Services, INC.
October 2005 - May 2006 · 7 mos
Primevest Financial Services, INC.Broker
October 2005 - May 2006 · 7 mos
U.S. Bancorp Investments, INC.
August 2002 - November 2004 · 2 yrs 3 mos
U.S. Bancorp Investments, INC.Broker
October 2001 - November 2004 · 3 yrs 1 mo
U.S. Bancorp Piper Jaffray INC.Broker
July 1999 - November 2001 · 2 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
April 1995 - July 1999 · 4 yrs 3 mos
Kirkpatrick, Pettis, Smith, Polian INC.Broker
January 1994 - March 1995 · 1 yr 2 mos
Lewis, De Rozario & CO. IncorporatedBroker
March 1993 - December 1993 · 9 mos
Rauscher Pierce Refsnes, INC.Broker
April 1986 - October 1992 · 6 yrs 6 mos
State Registrations19 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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