Kimberly Kennedy
Kimberly Kennedy is a registered investment advisor at LPL Financial LLC, based in Littleton, CO, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Littleton, CO
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2021Customer Dispute
October 2020Other Business Activities
Kimberly operates under the DBA Alliant Retirement and Investment Services for her LPL business since 2017. This activity is investment-related and conducted at her reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Presidential Brokerage, INC.Broker
Presidential Brokerage, INC.
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Farmers Financial Solutions, LLCBroker
Invesco Distributors, INC.Broker
Invesco Distributors, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.