TK
TK
Todd Kissel
39 Years of Experience
Aventura, FL
3 DisclosuresBroker
Todd Kissel is a registered investment advisor at Raymond James & Associates, INC., based in Aventura, FL, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Aventura, FL
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 1994Settled
Customer Dispute
September 1994Settled
Customer Dispute
July 1994Settled
Other Business Activities
Todd is a partner in 931-937 15TH Bradenton LLC and an owner/proprietor of Hampton House Rental, both rental real estate investments. He dedicates minimal time to the Bradenton LLC and a few hours per week to the Hampton House Rental.
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2017 - Present · 9 yrs
Raymond James & Associates, INC.
July 2017 - Present · 9 yrs
Raymond James & Associates, INC.Broker
July 2017 - Present · 9 yrs
Previous Registrations
Morgan Stanley
June 2009 - July 2017 · 8 yrs 1 mo
Morgan StanleyBroker
June 2009 - July 2017 · 8 yrs 1 mo
Citigroup Global Markets INC.
July 2008 - June 2009 · 11 mos
Citigroup Global Markets INC.Broker
May 2008 - June 2009 · 1 yr 1 mo
UBS Financial Services INC.
September 2006 - May 2008 · 1 yr 8 mos
UBS Financial Services INC.Broker
January 2000 - May 2008 · 8 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1986 - January 2000 · 13 yrs 9 mos
State Registrations38 states
AZCACOCTDCDEFLGAHIIDILINKSLAMAMDMEMIMNMONCNHNJNVNYOHOKORPARISCTNTXUTVAVTWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.