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Victor Larosa

39 Years of Experience
Peoria, AZ
2 DisclosuresBroker

Victor Larosa is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Peoria, AZ, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

16155 North 83rd Ave. Ste 205, Peoria, AZ, 85382

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2007
Denied
Customer Dispute
October 2004
Denied
Other Business Activities

Victor is the Vice President of Eagle Ridge Homeowners Association and owns rental property in Glendale, AZ. He also owns rental property through the VMLR Trust, dedicating minimal time to these activities.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
January 2019 - Present · 7 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - January 2019 · 9 yrs 7 mos
Morgan Stanley
June 2009 - January 2019 · 9 yrs 7 mos
Morgan Stanley & CO. IncorporatedBroker
March 2008 - June 2009 · 1 yr 3 mos
Morgan Stanley & CO. Incorporated
March 2008 - June 2009 · 1 yr 3 mos
UBS Financial Services INC.
September 2006 - March 2008 · 1 yr 6 mos
UBS Financial Services INC.Broker
August 2006 - March 2008 · 1 yr 7 mos
Piper Jaffray & CO.Broker
August 2003 - August 2006 · 3 yrs
Wachovia Securities, LLCBroker
July 2003 - August 2003 · 1 mo
Prudential Securities IncorporatedBroker
September 1986 - July 2003 · 16 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1986 - October 1986 · 6 mos
State Registrations40 states
AKAZCACOCTDCDEFLGAHIILLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHORPASCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.