MK
MK
Michael Kazinski
39 Years of Experience
East Aurora, NY
3 DisclosuresBroker
Michael Kazinski is a registered investment advisor at Wells Fargo Advisors, based in East Aurora, NY, with 39 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
East Aurora, NY
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009Settled
Customer Dispute
February 2009Settled
Criminal
January 1987Final Disposition
Other Business Activities
Michael owns PKK Wealth Management, LLC since 2009. This takes nearly full-time, including some time during trading hours.
Employment History
Current Registrations
Wells Fargo Advisors
March 2009 - Present · 17 yrs 2 mos
Wells Fargo Advisors Financial Network, LLC
February 2009 - Present · 17 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
February 2009 - Present · 17 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2008 - February 2009 · 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 2001 - December 2006 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1995 - February 2009 · 13 yrs 3 mos
Prudential Securities IncorporatedBroker
May 1986 - December 1995 · 9 yrs 7 mos
State Registrations28 states
ALAZCACOCTDCDEFLGAILKSMAMDMEMIMONCNENJNVNYOHORPASCTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.