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BC
CFP · ChFC
BC
CFP · ChFC

Bruce Carrow

Capital Insights Group of Wny, LLC.
39 Years of Experience
Buffalo, NY
1 Disclosure
View SEC Summary
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Bruce Carrow is a CFP, ChFC-designated registered investment advisor at Capital Insights Group of Wny, LLC., based in Buffalo, NY, with 39 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 128 clients with $59M in assets under management.

Capital Insights Group of Wny, LLC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
128 clients
Average Client Portfolio
$458K average
Assets Under Management
$58.6M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.50%
$3.0M - $5.0M0.40%
$5M+0.30%

Fees are applied at the household level. Cash management accounts are charged a separate annual fee of 0.10%. Fees are negotiable at the firm's discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

640 Ellicott Street, Mailbox 10, Buffalo, NY, 14203

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1998
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Bruce is an independent contractor and fee-based business exit advisor for Value Cap Inc., a business brokerage and consulting firm, spending about a quarter of his time on this. He also owns and operates rental property, dedicating minimal time to it.

Employment History
Current Registrations
Capital Insights Group of Wny, LLC.
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
M&t Securities, INC.
August 2014 - April 2020 · 5 yrs 8 mos
M&t Securities, INC.Broker
January 2003 - April 2020 · 17 yrs 3 mos
Hsbc Brokerage (USA) INC.Broker
April 2000 - December 2002 · 2 yrs 8 mos
New England SecuritiesBroker
November 1996 - April 2000 · 3 yrs 5 mos
New England SecuritiesBroker
October 1996 - October 1996 · 0 mos
Eq Financial Consultants, INC.Broker
July 1986 - October 1996 · 10 yrs 3 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1986 - October 1996 · 10 yrs 3 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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