BC
BC
Barry Cavagnaro
40 Years of Experience
Paramus, NJ
2 DisclosuresBroker
Barry Cavagnaro is a registered investment advisor at UBS Financial Services INC., based in Paramus, NJ, with 40 years of industry experience. Barry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
61 South Paramus Road, Mack Center Iv, Paramus, NJ, 07652
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2004Denied
Customer Dispute
February 1996Settled
Employment History
Current Registrations
UBS Financial Services INC.
January 2016 - Present · 10 yrs 9 mos
UBS Financial Services INC.Broker
January 2016 - Present · 10 yrs 9 mos
Previous Registrations
Morgan Stanley
June 2009 - February 2016 · 6 yrs 8 mos
Morgan StanleyBroker
June 2009 - February 2016 · 6 yrs 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 2002 - April 2007 · 4 yrs 9 mos
Morgan Stanley Dw INC.Broker
March 1987 - April 2007 · 20 yrs 1 mo
Blinder, Robinson & Co.,inc.Broker
August 1986 - March 1987 · 7 mos
State Registrations18 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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