VA
VA

Victor Anthony

38 Years of Experience
Paramus, NJ
1 DisclosureBroker

Victor Anthony is a registered investment advisor at UBS Financial Services INC., based in Paramus, NJ, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

61 South Paramus Road, Mack Center Iv, Paramus, NJ, 07652

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History

Regulatory History (1)
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Customer Dispute
March 1998
Denied
Other Business Activities

Victor is a silent partner in Lifting Adults With Guidance, an adult day habilitation center, since January 2024. He has no duties currently and expects to have minimal duties in the future.

Employment History
Current Registrations
UBS Financial Services INC.
May 2002 - Present · 24 yrs
UBS Financial Services INC.Broker
October 1991 - Present · 34 yrs 7 mos
UBS Financial Services INC.
October 1991 - Present · 34 yrs 7 mos
Previous Registrations
Smith Barney, Harris Upham & CO., IncorporatedBroker
October 1989 - October 1991 · 2 yrs
Shearson Lehman Hutton INC.Broker
February 1988 - November 1989 · 1 yr 9 mos
E. F. Hutton & Company INCBroker
January 1988 - February 1988 · 1 mo
State Registrations10 states
CACOFLMDNJNYPATXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.