Thomas Yorke
Thomas Yorke is a CFP-designated registered investment advisor at Oceanic Capital Management LLC, based in Red Bank, NJ, with 38 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 95 clients with $59M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable at the advisor’s discretion, based on the total client relationships and assets under management. The investment management fees range between 1% and a maximum of 2.0%.
Fee Estimator
Location
125 Half Mile Road, Suite 200, Red Bank, NJ, 07701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an insurance producer in New Jersey since 2014. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
Oceanic Capital Management LLC
Previous Registrations
Sagepoint Financial, INC.Broker
Advisors Asset Management, INC.Broker
Dinosaur Securities, L.L.C.Broker
Refco Securities, LLCBroker
Refco Securities, LLCBroker
Tokai Securities, INC.Broker
Lehman Government Securities INC.Broker
Lehman Special Securities INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.