Bernard Paul
Bernard Paul is a registered investment advisor at UBS Financial Services INC., based in Dallas, TX, with 40 years of industry experience. Bernard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
100 Crescent Court, Suite 600, Dallas, TX, 75201
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2009Other Business Activities
Bernard participates in mystery shopping for the restaurant industry, requiring minimal time per month. He also assisted in organizing a reunion for a former company and was a member of the Dallas fundraising committee for St. Jude Research Hospital from 2016 to 2018.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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