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Mitchell Rosenberg

Eagle Strategies LLC
40 Years of Experience
Thousand Oaks, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Mitchell Rosenberg is a registered investment advisor at Eagle Strategies LLC, based in Thousand Oaks, CA, with 40 years of industry experience. Mitchell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 133,900 clients with $32B in assets under management.

Eagle Strategies LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2490 advisors
Number of Clients
133,900 clients
Average Client Portfolio
$239K average
Assets Under Management
$32.0B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

Eagle Strategies offers investment management through several programs where fees vary depending on the specific platform and services selected:

  • Retirement Plan Consulting Program — annual fees generally range up to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • ERISA Investment Manager Program — annual fees generally range from 0.05% to 0.80% of plan assets or up to $100,000 for flat dollar amounts.
  • Co-Advisory Program — Eagle Strategies charges fees ranging from 0% to 1.25% of assets under management, which are paid in addition to the co-adviser's fees.
  • New York Life Premier Advisory Variable Annuity — advisory fees range from 0% to 1% of the policy's accumulation value per year.
View Full SEC Brochure

Location

889 Pierce Court, Suite 102, Thousand Oaks, CA, 91360

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History

Regulatory History (1)
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Criminal
January 1981
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mitchell is an insurance broker operating under MDR Insurance and Financial Services and Mahoney Financial Organization, LLC d/b/a MFO Insurance Solutions, selling New York Life products. Mitchell also owns rental real estate, is a market research participant, a board member for The Children's Hospital Advisory Board, and has various investment roles.

Employment History
Current Registrations
Eagle Strategies LLC
June 1997 - Present · 29 yrs 4 mos
Nylife Securities LLCBroker
May 1986 - Present · 40 yrs 5 mos
State Registrations14 states
AZCACOFLGAIDMAMINMNVNYORTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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