Raymond Bovich
Raymond Bovich is a registered investment advisor at Cetera Investment Advisers LLC, based in New Haven, CT, with 28 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
470 James Street, New Haven, CT, 06513
Get directionsHistory
Regulatory History (7)
Financial
September 2017Judgment / Lien
September 2017Judgment / Lien
September 2015Judgment / Lien
September 2014Judgment / Lien
June 2014Judgment / Lien
March 2014Judgment / Lien
October 2013Other Business Activities
Raymond is a board member for The Connection Inc. since 2015, dedicating minimal time to providing guidance. He also serves as Director of Wealth Management for Wooster Square Advisors, spending about a quarter of his time developing investment strategies, and is President of the non-profit CT Waverunners, spending minimal time on strategic leadership.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Mbsc Securities CorporationBroker
Calamos Asset Management INC
Calamos Financial Services, INC.Broker
Dean Witter Reynolds INC.Broker
C.J. Lawrence/deutsche Bank Securities CorporationBroker
Sbc Government Securities INCBroker
Bt Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.