John Roessig
John Roessig is a CFP-designated registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in Greeley, CO, with 39 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 26,942 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners' financial professionals offer portfolio management services for a fee, also known as an advisory fee. This fee is determined based on the complexity of the service, knowledge, skill, technology, and access warranted to satisfy the client's needs. The advisory fee may also include financial planning and consulting services. The maximum advisory fee is 3.0% annually, but may be lower for Pershing accounts due to a separate program fee. United Planners does not have a minimum advisory fee or a predetermined fee schedule.
Location
3545 West 12th St, #202, Greeley, CO, 80634
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an agent selling non-variable insurance since 1985 and a partner at Masters at Lake Plaza LLC, helping clients with insurance and investments. He also holds positions at Knights of Columbus and Masters at Lake Plaza LLC for banking/tax purposes.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
United Planners' Financial Services of America a Limited Partner
Securities America Advisors, INC.
Securities America, INC.Broker
Sunset Financial Services, INC.
The Master's Financial Group, INC.
Sunset Financial Services, INC.Broker
Multi-Financial Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.