Annmarie Woods is a registered investment advisor at Guggenheim Funds Distributors, LLC, based in New York, NY, with 30 years of industry experience. Annmarie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients with $6.9B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
330 Madison Avenue, 10th Floor, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Annmarie is a board member at Holy Cross Academy, a Catholic grammar school, since April 2025. She dedicates minimal time to this role.
Employment History
Current Registrations
Guggenheim Investments
Guggenheim Funds Distributors, LLC
Guggenheim Funds Distributors, LLCBroker
Previous Registrations
Nylife Distributors LLCBroker
New York Life Investment Management LLC
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Pioneer Investment Management, INC.
Pioneer Funds Distributor, INC.Broker
Prudential Securities IncorporatedBroker
Prudential Investment Management Services LLCBroker
Prudential Securities IncorporatedBroker
Keystone Distributors, INC.Broker
State Registrations3 states
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