BC
BC

Brian Andrew Cohen

38 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
101 advisors
Number of Clients
3,745 clients
Average Client Portfolio
$486K average
Assets Under Management
$1.8B

Fee Structure

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Location

201 Old Country Road, Suite 206, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is a mate-mid level manager at Trader Joes, dedicating nearly full-time hours. He also hosts a podcast, is a chief talent agent for a speakers bureau, volunteers with the town of Brookhaven, is involved with Toastmasters, facilitates a support group, and is a partner in a comedy night fundraising venture. Brian sells non-security related insurance products as a broker for Waterview Business Partners, dedicating minimal time to this activity.

Employment History
Current Registrations
Capitol Securities Management, INC.
February 2020 - Present · 6 yrs
Capitol Securities Management, INC.
June 2016 - Present · 9 yrs 8 mos
Capitol Securities Management, INC.Broker
June 2016 - Present · 9 yrs 8 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
August 2007 - June 2016 · 8 yrs 10 mos
Ryan Beck & CO.Broker
April 2002 - August 2007 · 5 yrs 4 mos
Gruntal & CO., L.L.C.Broker
May 1998 - May 2002 · 4 yrs
Josephthal & CO., INC.Broker
September 1991 - May 1998 · 6 yrs 8 mos
Josephthal & CO., INC.Broker
June 1990 - October 1991 · 1 yr 4 mos
Ernst & CompanyBroker
June 1987 - May 1990 · 2 yrs 11 mos
State Registrations3 states
NJNYVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.