Brian Cohen
Brian Cohen is a registered investment advisor at Capitol Securities Management, INC., based in Melville, NY, with 38 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 3,745 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CSM charges a percentage of your portfolio each year for investment advisory advice. The maximum advisory fee is 2.0% per year. The fee is paid in advance, on a quarterly or monthly basis. The amount you pay will reduce any money you make on your investments. CSM also offers wrap fee programs where the fee includes investment advisory services and brokerage execution costs. The maximum wrap fee is 2.0% per year.
Location
201 Old Country Road, Suite 206, Melville, NY, 11747
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is a mate-mid level manager at Trader Joes, dedicating nearly full-time hours. He also hosts a podcast, is a chief talent agent for a speakers bureau, volunteers with the town of Brookhaven, is involved with Toastmasters, facilitates a support group, and is a partner in a comedy night fundraising venture. Brian sells non-security related insurance products as a broker for Waterview Business Partners, dedicating minimal time to this activity.
Employment History
Current Registrations
Capitol Securities Management, INC.
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Ryan Beck & CO.Broker
Gruntal & CO., L.L.C.Broker
Josephthal & CO., INC.Broker
Josephthal & CO., INC.Broker
Ernst & CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.