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Ronald Senegal

39 Years of Experience
Washington, DC
3 DisclosuresBroker

Ronald Senegal is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Washington, DC, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1800 K St Nw, Washington, DC, 20006

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2024
Final
Customer Dispute
March 2008
Settled
Criminal
August 1980
Final Disposition
Other Business Activities

Ronald owns rental property in Washington, D.C. since 2010, dedicating minimal time to it.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2016 - Present · 10 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2016 - Present · 10 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2016 - Present · 10 yrs
Previous Registrations
Morgan Stanley
June 2009 - September 2016 · 7 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2016 · 7 yrs 3 mos
Citigroup Global Markets INC.
March 1994 - June 2009 · 15 yrs 3 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1989 - July 1993 · 4 yrs 5 mos
Blinder, Robinson & CO., INC.Broker
June 1986 - January 1989 · 2 yrs 7 mos
State Registrations32 states
AZCACOCTDCFLGAHIIAIDILMAMDMEMIMNMTNCNJNMNYOHOKORPARISCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.