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David Tetley

Brookstone Capital Management LLC
33 Years of Experience
Fairfield, CT
3 DisclosuresSells Insurance
View SEC Summary
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David Tetley is a registered investment advisor at Brookstone Capital Management LLC, based in Fairfield, CT, with 33 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 54,845 clients with $13B in assets under management.

Brookstone Capital Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
335 advisors
Number of Clients
54,845 clients
Average Client Portfolio
$232K average
Assets Under Management
$12.8B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Total annual fee can be up to 2.50%, consisting of up to 0.95% for Brookstone Capital Management and up to 1.55% for the individual advisor. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Fairfield, CT

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2013
Final
Regulatory
December 2012
Final
Employment Separation After Allegations
February 2011
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is an independent insurance agent with New England Financial Partners LLC, selling disability, fixed annuities, life, accident, health, and disability insurance. This activity encompasses nearly full-time hours.

Employment History
Current Registrations
Brookstone Capital Management LLC
April 2025 - Present · 1 yr 6 mos
Previous Registrations
Sound Income Strategies, LLC
April 2019 - April 2025 · 6 yrs
Johnson Brunetti
May 2016 - January 2018 · 1 yr 8 mos
New England SecuritiesBroker
August 1986 - February 2011 · 24 yrs 6 mos
State Registrations1 state
CT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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