Shari Miller is a registered investment advisor at LPL Financial LLC, based in La Jolla, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7777 Fay Ave Ste 315, La Jolla, CA, 92037-4325
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2005Other Business Activities
Shari owns Sun Marine Holdings, a business entity for tax/investment purposes, and a yacht purchased through the LLC. She also operates Symbio Financial Partners as a DBA for her LPL business, dedicating full-time hours to it, and has rental real estate since 2015.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Weil, John Bornstein
Kidder, Peabody & CO. IncorporatedBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.