Richard Gibson
Richard Gibson is a registered investment advisor at LPL Financial LLC, based in La Jolla, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3366 N Torrey Pines Ct Ste 314, La Jolla, CA, 92037
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2006Customer Dispute
July 2004Customer Dispute
November 2002Other Business ActivitiesSells Insurance
Richard is affiliated with Stratos Wealth Partners and Guardtower Financial Services, providing investment advisory services. He also sells fixed insurance products through 3Mark Financial and Insurance Designers of America, dedicating minimal time to this activity, and is involved in real estate rental.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Stratos Wealth Partners, LTD
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
U.S. Bancorp Investments, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.