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Kenneth Glick

Oppenheimer & CO. INC.
40 Years of Experience
Saddle Brook, NJ
2 DisclosuresBroker
View SEC Summary
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Kenneth Glick is a registered investment advisor at Oppenheimer & CO. INC., based in Saddle Brook, NJ, with 40 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 Pehle Avenue, Suite 307, Park 80 West - Plaza One, 3rd Flr,, Saddle Brook, NJ, 07663

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Settled
Customer Dispute
January 2007
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.Broker
May 2025 - Present · 1 yr 5 mos
Oppenheimer & CO. INC.
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Janney Montgomery Scott LLCBroker
February 2018 - May 2025 · 7 yrs 3 mos
Janney Montgomery Scott LLC
February 2018 - May 2025 · 7 yrs 3 mos
Morgan Stanley
June 2009 - January 2018 · 8 yrs 7 mos
Morgan StanleyBroker
June 2009 - January 2018 · 8 yrs 7 mos
Citigroup Global Markets INC.
May 2002 - June 2009 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
May 1988 - July 1993 · 5 yrs 2 mos
E. F. Hutton & Company INCBroker
June 1986 - May 1988 · 1 yr 11 mos
State Registrations27 states
AKARAZCACOCTDCFLHIIDMAMDMEMTNCNJNVNYOHPAPRRITXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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