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Luis Abreu

Oppenheimer & CO. INC.
10 Years of Experience
Saddle Brook, NJ
4 DisclosuresBroker
View SEC Summary
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Luis Abreu is a CFP-designated registered investment advisor at Oppenheimer & CO. INC., based in Saddle Brook, NJ, with 10 years of industry experience. Luis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 Pehle Avenue, Suite 307, Park 80 West - Plaza One, 3rd Flr,, Saddle Brook, NJ, 07663

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2025
Settled
Customer Dispute
March 2023
Settled
Employment Separation After Allegations
January 2023
Customer Dispute
December 2022
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
March 2023 - Present · 3 yrs 7 mos
Oppenheimer & CO. INC.Broker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2016 - February 2023 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2016 - February 2023 · 6 yrs 10 mos
State Registrations13 states
AZCACTFLGANCNJNYOHPARISCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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